IT Pre-examination Review
High level risk based review
- Policies, procedures, controls including BCP/DRP, Incident Response Plan
- Risk assessment
- Audit program
- Board oversight
- Identification of weaknesses
- Recommendations for improvement
- Work program tailored from FFIEC agency examination procedures
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IT Audit / Review
Comprehensive review of IT based on FFIEC
- Risk assessment
- Board oversight
- Risk management
- Internal controls
- Adequacy of policies
- Compliance with regulation, internal policies
- Identification of deficiencies
- Recommendations
- Work program and approach based on FFIEC examination procedures, ISO 17799, CobiT
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GLBA Compliance Review
Information Security Program
- Risk assessment
- Board oversight
- Administrative, techncial, physical controls
- Identification of weaknesses
- Recommendations for improvement
- Work program tailored from FFIEC Interagency guidelines and examination procedures
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Other Services
- Assistance in addressing and responding to enforcement actions
- Policy Review
- Risk Assessment Evaluation and Development Assistance
- Business Continuity and Disaster Recovery Plan Evaluation and Development Assistance
- Incident Response Plan Evaluation and Development Assitance
- Regulatory Compliance and Security Training and Education - webinars, seminars
- New Bank IT Consulting
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