IT General Controls and Data Security Audit
Comprehensive review of IT based on FFIEC
- Management
- Board oversight
- IT strategic planning
- Risk assessment
- Network security and controls
- Core processing security and controls
- Information security and internal controls
- Policy review
- Regulatory compliance, including GLBA
- Business continuity
- Vendor management
- Incident response plan
- EFT
- Electronic banking
- Branch capture
- RDC
- And more
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Remote Deposit Capture Audit
Comprehensive review of RDC operations to ensure compliance
- Review of the RDC planning process
- Review of the risk assessment process
- Review of RDC policy and written procedures
- Review of customer due diligence and suitability process
- Review of customer contracts/agreements
- Review of the RDC application
- Oversight and monitoring
- Vendor management
- Training
- Change management
- Fraud mitigation
- Business continuity planning
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Other Services
- ACH Risk Assessment
- Assistance in addressing and responding to enforcement actions
- Policy Review
- Risk Assessment Evaluation and Development Assistance
- Business Continuity and Disaster Recovery Plan Evaluation and Development Assistance
- Incident Response Plan Evaluation and Development Assistance
- Vendor Management Program development assistance
- Regulatory Compliance and Security Training and Education - webinars, seminars
- New Bank IT Consulting
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